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Promoting information in the marketplace for financial services : financial market regulation and in...

Promoting information in the marketplace for financial ...

Promoting information in the marketplace for financial services : financial market regulation and in...

https://devfeature-collection.sl.nsw.gov.au/record/74VKJbJvJM0y

Promoting information in the marketplace for financial services : financial market regulation and international standards / Paul Latimer, Philipp Maume.

About this item

Full title

Promoting information in the marketplace for financial services : financial market regulation and international standards / Paul Latimer, Philipp Maume.

Publisher

Cham : Springer, 2015.

Cham, [Switzerland] Springer, 2015.

Date

2015.

Call Numbers

G 2015/372

Record Identifier

74VKJbJvJM0y

MMS ID

991022286929702626

Language

English

Formats

Physical Description

Physical content

xv, 238 pages ; 24 cm.

Content type

text

Media type

unmediated

Carrier type

volume

Contents

Machine generated contents note: 1.Introduction: Promoting Information -- 1.1.Background and Motivation -- 1.2.The Broad Issues of Disclosure -- 1.2.1.The Importance of Disclosure in Financial Markets -- 1.2.2.The Regulation of Financial Markets -- 1.2.3.Why Is Failed Disclosure Unfair to Stakeholde...

Contents note continued: 1.4.6 Chapter 6 The Ability of the Commission to Achieve Disclosure in Financial Markets -- 1.4.7 Chapter 7 Stock Exchanges and the Promotion of Information -- 1.4.8 Chapter 8 Towards Principles-Based Regulation -- 1.5.Solutions and Recommendations -- References -- 2.Disclos...

Contents note continued: 2.5.1.The First Problem of Mandatory Disclosure: Information Is Not Cost Free -- 2.5.2.The Second Problem of Mandatory Disclosure: Conflict of Interest -- 2.5.3.The Third Problem of Mandatory Disclosure: How to Promote Information and Facilitate Disclosure? -- Conclusion --...

Contents note continued: 3.3.3.Disclosure of Information Under Corporate Law -- 3.3.4.Disclosure of Information and Overlapping Consumer Protection -- 3.3.5.Misleading and Deceptive Statements -- 3.3.6.Disclosure and Financial Intermediaries -- Summary and Conclusion -- References -- 4.Promoting Inf...

Contents note continued: 4.3.4.Usage of Non-disclosure Can Be Imputed to the Parlies if Reasonable and Legal -- 4.4.Bad Faith and Nondisclosure: Is There a Doctrine of Good Faith to Mandate Disclosure? -- 4.4.1.M̀y Word Is My Bond' -- 4.4.2.Contractual Non-disclosure -- 4.4.3.Implied Term of Good Fa...

Contents note continued: 5.3.3.Compliance with Disclosure Requirements by Licensing -- 5.3.4.Operational Test of Efficiently, Honestly and Fairly to the Promote of Information -- 5.3.5.Efficient, Honest and Fair as a General Obligation -- Conclusions on Licensing to Mandate Disclosure -- References...

Contents note continued: Conclusion -- References -- 7.Stock Exchanges and the Promotion of Information -- 7.1.Introduction -- 7.2.Disclosure by Stock Exchange Self-Regulation Is Ineffective -- 7.2.1.The Move from Stock Exchange Self-Regulation of Disclosure to Coregulation -- 7.2.2.Will Self-Regula...

Contents note continued: 8.3.In Support of Principles-Based Regulation for Disclosure in Financial Markets -- 8.3.1.Introduction -- 8.3.2.Principles-Based Regulation in Financial Markets -- 8.3.3.Principles-Based Regulation and the Global Financial Crisis -- 8.3.4.Ỳou Must Keep the Financial Market...

Publication information

Publisher

Cham : Springer, 2015.

Cham, [Switzerland] Springer, 2015.

Date Published

2015.

2015.

Subjects

More information

Alternative Titles

Full title

Promoting information in the marketplace for financial services : financial market regulation and international standards / Paul Latimer, Philipp Maume.

Authors, Artists and Contributors

Author / Artists

Notes

General note

Includes bibliographical references and index.

Issued As

9783319094595.

(GyWOH)har140492190.

Contextual Information

Date Copyright

©2015.

Identifiers

Primary Identifiers

Call Numbers

G 2015/372

Record Identifier

74VKJbJvJM0y

Permalink

https://devfeature-collection.sl.nsw.gov.au/record/74VKJbJvJM0y

Other Identifiers

ISBN

3319094580

9783319094588

DDC

343/.03

MMS ID

991022286929702626

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